About This Book
Paper presented in part at the Indianapolis meeting of the National Conference of Charities and Correction in May 1916.
SHELBY M. HARRISON was director of the Department of Surveys and Exhibits at the Russell Sage Foundation.
Paper presented in part at the Indianapolis meeting of the National Conference of Charities and Correction in May 1916.
SHELBY M. HARRISON was director of the Department of Surveys and Exhibits at the Russell Sage Foundation.
An address presented at one of 47 different sessions of the Forty-Second National Conference of Charities and Correction, held in Baltimore for a week in May 1915.
C. C. CARSTENS was secretary and general agent of the Massachusetts Society for the Prevention of Cruelty to Children.
“Douglas Massey and Stefanie Brodmann provide an ambitious and rigorous examination of how inequality exerts its influence in the lives of young Americans. Analyzing a national longitudinal study and focusing on multiple social contexts—including school, religion, peers, and neighborhoods—the authors discover important new facts and evaluate competing explanations for a diverse set of outcomes. Whether about depression, crime, sexual behavior, obesity, drinking, or human capital attainment, the results are fascinating. Spheres of Influence should be required reading for social scientists and policymakers seeking comprehensive knowledge on the social ecology of class and race inequality.”
—Robert J. Sampson, Henry Ford II Professor of the Social Sciences, Harvard University
“Spheres of Influence is a pathbreaking book exposing the vast complexities in how race and class intersect in affecting development and well-being as people move from adolescence into adulthood in the United States. The comprehensiveness of the theory and findings about the ways that highly diverse social ecologies of family, school, neighborhood, peers, and religion set the stage for vast inequalities in social outcomes is unparalleled.”
—Lauren J. Krivo, professor of sociology and criminal Justice, Rutgers University
The black-white divide has long haunted the United States as a driving force behind social inequality. Yet, the civil rights movement, the increase in immigration, and the restructuring of the economy in favor of the rich over the last several decades have begun to alter the contours of inequality. Spheres of Influence, co-authored by noted social scientists Douglas S. Massey and Stefanie Brodmann, presents a rigorous new study of the intersections of racial and class disparities today. Massey and Brodmann argue that despite the persistence of potent racial inequality, class effects are drastically transforming social stratification in America.
This data-intensive volume examines the differences in access to material, symbolic, and emotional resources across major racial groups. The authors find that the effects of racial inequality are exacerbated by the class differences within racial groups. For example, when measuring family incomes solely according to race, Massey and Brodmann found that black families’ average income measured $28,400, compared to Hispanic families’ $35,200. But this gap was amplified significantly when class differences within each group were taken into account. With class factored in, inequality across blacks’ and Hispanics’ family incomes increased by a factor of almost four, with lower class black families earning an average income of only $9,300 compared to $97,000 for upper class Hispanics. Massey and Brodmann found similar interactions between class and racial effects on the distribution of symbolic resources, such as occupational status, and emotional resources, such as the presence of a biological father—across racial groups. Although there are racial differences in each group’s access to these resources, like income, these disparities are even more pronounced once class is factored in.
The complex interactions between race and class are apparent in other social spheres, such as health and education. In looking at health disparities across groups, Massey and Brodmann observed no single class effect on the propensity to smoke cigarettes. Among whites, cigarette smoking declined with rising class standing, whereas among Hispanics it increased as class rose. Among Asians and blacks, there was no class difference at all. Similarly, the authors found no single effect of race alone on health: Health differences between whites, Asians, Hispanics, and blacks were small and non-significant in the upper class, but among those in the lower class, intergroup differences were pronounced.
As Massey and Brodmann show, in the United States, a growing kaleidoscope of race-class interactions has replaced pure racial and class disadvantages. By advancing an ecological model of human development that considers the dynamics of race and class across multiple social spheres, Spheres of Influence sheds important light on the factors that are currently driving inequality today.
DOUGLAS S. MASSEY is Henry G. Bryant Professor of Sociology and Public Affairs at the Woodrow Wilson School.
STEFANIE BRODMANN is an economist at the Social Protection and Labor Unit of the World Bank.
“The most important social phenomena in the United States over the last four decades have been the enormous growth in incarceration, which preceded and to some degree explained the substantial drop in crime over the last twenty years. Steven Raphael and Michael Stoll have carefully examined the array of factors that have led the United States to be the world leader in rates of incarceration, and this knowledge will be essential if the United States is to adopt strategies—such as higher levels of local policing—that are less costly in human and resource terms than our current high-incarceration strategies but which will not imperil the public from higher rates of criminal misconduct. Policymakers and informed citizens will profit from the careful and insightful evidence that Why Are So Many American in Prison? brings to bear on what has become one of the most troubling aspects of the American criminal justice system.”
—JOHN J. DONOHUE III, C. Wendell and Edith M. Carlsmith Professor of Law, Stanford Law School
“For more than a decade, Steven Raphael and Michael Stoll have been doing some of the most careful and thoughtful empirical research on rising incarceration rates in the United States. This book brings together some of the key findings, underlining the importance of crime policy—not crime—for the unprecedented growth in imprisonment rates. The authors make a strong case for reversing the trend in incarceration and offer important avenues for policy reform. This is an important book that should be read by all criminal justice specialists concerned with the future of American penal policy.”
—BRUCE WESTERN, professor of sociology and director, Malcolm Wiener Center for Social Policy, Harvard University
Between 1975 and 2007, the American incarceration rate increased nearly fivefold, a historic increase that puts the United States in a league of its own among advanced economies. We incarcerate more people today than we ever have, and we stand out as the nation that most frequently uses incarceration to punish those who break the law. What factors explain the dramatic rise in incarceration rates in such a short period of time? In Why Are So Many Americans in Prison? Steven Raphael and Michael A. Stoll analyze the shocking expansion of America’s prison system and illustrate the pressing need to rethink mass incarceration in this country.
Raphael and Stoll carefully evaluate changes in crime patterns, enforcement practices and sentencing laws to reach a sobering conclusion: So many Americans are in prison today because we have chosen, through our public policies, to put them there. They dispel the notion that a rise in crime rates fueled the incarceration surge; in fact, crime rates have steadily declined to all-time lows. There is also little evidence for other factors commonly offered to explain the prison boom, such as the deinstitutionalization of the mentally ill since the 1950s, changing demographics, or the crack-cocaine epidemic. By contrast, Raphael and Stoll demonstrate that legislative changes to a relatively small set of sentencing policies explain nearly all prison growth since the 1980s. So-called tough on crime laws, including mandatory minimum penalties and repeat offender statutes, have increased the propensity to punish more offenders with lengthier prison sentences. Raphael and Stoll argue that the high-incarceration regime has inflicted broad social costs, particularly among minority communities, who form a disproportionate share of the incarcerated population. Why Are So Many Americans in Prison? ends with a powerful plea to consider alternative crime control strategies, such as expanded policing, drug court programs, and sentencing law reform, which together can end our addiction to incarceration and still preserve public safety.
As states confront the budgetary and social costs of the incarceration boom, Why Are So Many Americans in Prison? provides a revealing and accessible guide to the policies that created the era of mass incarceration and what we can do now to end it.
STEVEN RAPHAEL is professor of public policy at the Goldman School of Public Policy at University of California, Berkeley.
MICHAEL A. STOLL is professor and chair of public policy at the Luskin School of Public Policy at University of California, Los Angeles.
“Whose Rights? is a brilliant foray into the complex relationship between counter-terrorism and public opinion. Using a variety of analytic approaches, the authors demonstrate the compelling place of mass opinion in American foreign policy—dynamics that have still received little sustained attention given their import in a democracy. Anyone interested in the evolution of public policy and political activity related to counterterrorism should study the findings here, which will greatly accelerate our understanding of the war on terror.”
—SUSAN HERBST, president, University of Connecticut
“Anyone interested in American democracy and good and bad sides of public opinion needs to read this book. Whose Rights? will re-shape they we all think about the public and how democracies work.”
—JAMES N. DRUCKMAN, Payson S. Wild Professor of Political Science and faculty fellow at the Institute for Policy Research, Northwestern University
In the wake of the September 11 attacks, the U.S. government adopted a series of counterterrorism policies that radically altered the prevailing balance between civil liberties and security. These changes allowed for warrantless domestic surveillance, military commissions at Guantanamo Bay and even extralegal assassinations. Now, more than a decade after 9/11, these sharply contested measures appear poised to become lasting features of American government. What do Americans think about these policies? Where do they draw the line on what the government is allowed to do in the name of fighting terrorism? Drawing from a wealth of survey and experimental data, Whose Rights? explores the underlying sources of public attitudes toward the war on terror in a more detailed and comprehensive manner than has ever been attempted.
In an analysis that deftly deploys the tools of political science and psychology, Whose Rights? addresses a vexing puzzle: Why does the counterterrorism agenda persist even as 9/11 recedes in time and the threat from Al Qaeda wanes? Authors Clem Brooks and Jeff Manza provocatively argue that American opinion, despite traditionally showing strong support for civil liberties, exhibits a “dark side” that tolerates illiberal policies in the face of a threat. Surveillance of American citizens, heightened airport security, the Patriot Act and targeted assassinations enjoy broad support among Americans, and these preferences have remained largely stable over the past decade. There are, however, important variations: Waterboarding and torture receive notably low levels of support, and counterterrorism activities sanctioned by formal legislation, as opposed to covert operations, tend to draw more favor. To better evaluate these trends, Whose Rights? examines the concept of “threat-priming” and finds that getting people to think about the specter of terrorism bolsters anew their willingness to support coercive measures. A series of experimental surveys also yields fascinating insight into the impact of national identity cues. When respondents are primed to think that American citizens would be targeted by harsh counterterrorism policies, support declines significantly. On the other hand, groups such as Muslims, foreigners, and people of Middle Eastern background elicit particularly negative attitudes and increase support for counterterrorism measures. Under the right conditions, Brooks and Manza show, American support for counterterrorism activities can be propelled upward by simple reminders of past terrorism plots and communication about disliked external groups.
Whose Rights? convincingly argues that mass opinion plays a central role in the politics of contemporary counterterrorism policy. With their clarity and compelling evidence, Brooks and Manza offer much-needed insight into the policy responses to the defining conflict of our age and the psychological impact of terrorism.
CLEM BROOKS is professor of sociology at Indiana University, Bloomington.
JEFF MANZA is professor of sociology at New York University.
“By documenting how our nation’s data collection infrastructure systematically undercounts currently or formerly incarcerated individuals, Becky Pettit leaves the reader with this deeply unsettling realization: our empirical understanding of the era of mass incarceration is fundamentally inadequate. This timely book should spur two reactions. We must revise our data collection systems. We must also acknowledge our limited ability to document prison’s consequences. By forcing this uncomfortable look in the mirror, Pettit has performed an invaluable service.”
—Jeremy Travis, John Jay College of Criminal Justice
“Invisible Men is an important book. Becky Pettit pulls back the curtain on a hidden population marginalized by mass incarceration. Her analysis masterfully challenges the conventional statistics of racial inequality and reveals a history of African American progress stalled by the growth of the nation’s prisons.”
—Bruce Western, Harvard University
“In this brilliant and timely book, Becky Pettit systematically upends a generation of social science research on American racial progress. With clear prose and< convincing evidence, Invisible Men shows how the failure to properly count prisoners has distorted official statistics on education, employment, politics, and health. The book’s policy importance cannot be overstated: unless and until we improve data quality, our policy efforts will be guided by a funhouse mirror image rather than reliable and accurate social facts. Even as Invisible Men demonstrates that things are sometimes worse than they appear, it offers a hopeful reform agenda for improving our data and our policy prescriptions.”
—Christopher Uggen, University of Minnesota
For African American men without a high school diploma, being in prison or jail is more common than being employed—a sobering reality that calls into question post-Civil Rights era social gains. Nearly 70 percent of young black men will be imprisoned at some point in their lives, and poor black men with low levels of education make up a disproportionate share of incarcerated Americans. In Invisible Men, sociologist Becky Pettit demonstrates another vexing fact of mass incarceration: most national surveys do not account for prison inmates, a fact that results in a misrepresentation of U.S. political, economic, and social conditions in general and black progress in particular. Invisible Men provides an eye-opening examination of how mass incarceration has concealed decades of racial inequality.
Pettit marshals a wealth of evidence correlating the explosion in prison growth with the disappearance of millions of black men into the American penal system. She shows that, because prison inmates are not included in most survey data, statistics that seemed to indicate a narrowing black-white racial gap—on educational attainment, work force participation, and earnings—instead fail to capture persistent racial, economic, and social disadvantage among African Americans. Federal statistical agencies, including the U.S. Census Bureau, collect surprisingly little information about the incarcerated, and inmates are not included in household samples in national surveys. As a result, these men are invisible to most mainstream social institutions, lawmakers, and nearly all social science research that isn't directly related to crime or criminal justice. Since merely being counted poses such a challenge, inmates' lives—including their family background, the communities they come from, or what happens to them after incarceration—are even more rarely examined. And since correctional budgets provide primarily for housing and monitoring inmates, with little left over for job training or rehabilitation, a large population of young men are not only invisible to society while in prison but also ill-equipped to participate upon release.
Invisible Men provides a vital reality check for social researchers, lawmakers, and anyone who cares about racial equality. The book shows that more than a half century after the first civil rights legislation, the dismal fact of mass incarceration inflicts widespread and enduring damage by undermining the fair allocation of public resources and political representation, by depriving the children of inmates of their parents' economic and emotional participation, and, ultimately, by concealing African American disadvantage from public view.
BECKY PETTIT is professor of sociology at the University of Washington.
On Record provides descriptive accounts of record keeping in a variety of important organizations: schools, from elementary to graduate school; consumer credit agencies, general business organizations, and life insurance companies; the military and security agencies; the Census Bureau and the Social Security Administration; public welfare agencies, juvenile courts, and mental hospitals. It also examines the legal status of records. The authors pose questions such as the following: Who determines what records are kept? Who has access to the records?
STANTON WHEELER is professor of law and sociology at Yale University.
CONTRIBUTORS: Rodolfo Alvarez, Pierce Baker, Ivar Berg, Nancy Bordier, David Caplovitz, Burton R. Clark, Kai T. Erikson, Daniel E. Gilbertson, Abraham S. Goldstein, David A. Goslin, Adwin M. Lemert, Roger M. Lemert, Roger W. Little, Wilbert E. Moore, Jesse Orlansky, H. Laurence Ross, James Rule, James Salvate, Joseph Steinberg, Stanton Wheeler, Don H. Zimmerman.
Winner of the 2008 Michael J. Hindelang Book Award from the American Society of Criminology
Winner of the 2007 Albert J. Reiss, Jr. Distinguished Scholarship Award
"Punishment and Inequality in America is a searing examination of the effects of mass imprisonment on poor black men. Sent to prison in extraordinary numbers, they come out with substantially worsened prospects for employment, income, marriage, and responsible parenting. Bruce Western has now made these huge, but little recognized, effects perfectly clear. The exclusion of prisoners from employment statistics makes black employment rates, incomes, and economic progress look much better than they are. Western offers no easy answers but the message is clear-racial inequality will not diminish by much until mass imprisonment becomes part of America's past."
-MICHAEL H. TONRY, Marvin J. Sonosky Professor of Law and Public Policy, University of Minnesota
"Reflecting a rare combination of empirical analysis and social conscience, Bruce Western skillfully explores the intersection of three troubling phenomena in modern America: the era of mass incarceration, the stubborn racial divide, and the worsening economic prospects of unskilled African American men. This sobering and ambitious book is destined to become the definitive examination of a tragic chapter in American history. For those who care about the direction of our country, Punishment and Inequality in America is a required text."
-JEREMY TRAVIS, president, John Jay College of Criminal Justice, The City University of New York
"The consequences of incarceration have traditionally been debated in terms of crime control. Bruce Western is one of the leading scholars of a new movement that seeks to understand institutions of social control within the broader scope of social inequality. Punishment and Inequality in America brings together in one place the results of his research program, essential reading for a deeper appreciation of the role that mass incarceration has played in an increasingly stratified society."
-ROBERT J. SAMPSON, Henry Ford II Professor of the Social Sciences and chair, Department of Sociology, Harvard University
Over the last thirty years, the prison population in the United States has increased more than seven-fold to over two million people, including vastly disproportionate numbers of minorities and people with little education. For some racial and educational groups, incarceration has become a depressingly regular experience, and prison culture and influence pervade their communities. Almost 60 percent of black male high school drop-outs in their early thirties have spent time in prison. In Punishment and Inequality in America, sociologist Bruce Western explores the recent era of mass incarceration and the serious social and economic consequences it has wrought.
Punishment and Inequality in America dispels many of the myths about the relationships among crime, imprisonment, and inequality. While many people support the increase in incarceration because of recent reductions in crime, Western shows that the decrease in crime rates in the 1990s was mostly fueled by growth in city police forces and the pacification of the drug trade. Getting “tough on crime” with longer sentences only explains about 10 percent of the fall in crime, but has come at a significant cost. Punishment and Inequality in America reveals a strong relationship between incarceration and severely dampened economic prospects for former inmates. Western finds that because of their involvement in the penal system, young black men hardly benefited from the economic boom of the 1990s. Those who spent time in prison had much lower wages and employment rates than did similar men without criminal records. The losses from mass incarceration spread to the social sphere as well, leaving one out of ten young black children with a father behind bars by the end of the 1990s, thereby helping perpetuate the damaging cycle of broken families, poverty, and crime.
The recent explosion of imprisonment is exacting heavy costs on American society and exacerbating inequality. Whereas college or the military were once the formative institutions in young men’s lives, prison has increasingly usurped that role in many communities. Punishment and Inequality in America profiles how the growth in incarceration came about and the toll it is taking on the social and economic fabric of many American communities.
BRUCE WESTERN is professor of sociology at Princeton University.